Investment Process

As your investment partner, we are committed to helping you work toward your unique financial goals and objectives. After developing a thorough understanding of your risk tolerance and short- and long-term goals, we will work together to create a customized investment portfolio designed for you. In order to accomplish this, we will take you through the investment consulting process, which is designed to help us determine how to better address your financial goals and dreams.

Discover

  • What are your hopes and dreams?
  • Do you have a high or low tolerance for risk?
  • Do you have any specific tax considerations?
  • What is your investment objective?
  • What is your time horizon?

Recommend

  • Investment portfolio recommendations
  • Customized asset allocation strategies
  • Wealth management services
  • Diversification

Review

  • Quarterly performance reports
  • Ongoing due diligence of investment managers
  • Periodic reviews
  • Investment newsletters
  • Tax harvesting
  • Portfolio rebalancing

Implement

  • Account opening paperwork
  • Funding

 

Recently, Brian and Dan were again named to the Financial Times list of 401 most elite DC plan advisors in the U.S.  It is awarded to financial advisors advising at least $50 million in defined contribution (DC) plan assets where DC plans represent at least 20% of total AUM. Graded on several criteria, including growth in DC plans and assets, plan participation rates, experience and industry certifications, and compliance record.

 

 

The Financial Times 401 Top Retirement Plan Advisors is an independent listing produced by the Financial Times (September 2016). The FT 401 is based on data gathered from financial advisors, regulatory disclosures, and the FT’s research. The listing reflects each advisor’s status in seven primary areas, including DC plan assets under management, growth in DC plan business, specialization in DC plan business, and other factors. This award does not evaluate the quality of services provided to clients and is not indicative of this advisor’s future performance. Neither the advisors nor their parent firms pay a fee to Financial Times in exchange for inclusion in the FT 401.

 


Securities and Advisory services offered through LPL Financial. A registered investment advisor. Member FINRA & SIPC.
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